Bolen | Dodson & Associates shall exercise its best efforts to act in good faith and in the best interests of the client.
We shall provide written disclosure to the client prior to any engagement, and throughout the term of the engagement, of any conflicts of interest, which will or reasonably may compromise the impartiality or independence of the firm.
Bolen | Dodson & Associates does not receive any compensation or other remuneration that is contingent on any client’s purchase or sale of a financial product. We do not receive a fee or other compensation from another party based on the referral of a client or the client’s business.
- What our Fiduciary status means to you – the client
- We shall always act in good faith and with candor.
- We shall be proactive in our disclosure of any conflicts of interest that may affect you.
- We shall not accept any referral fees or compensation that is contingent upon the purchase or sale of a financial product
Recognizing our fiduciary responsibility to clients, Bolen | Dodson & Associates upholds the highest standards of care in the industry by espousing and practicing the following Code of Ethics:
- Objectivity – We only offer independent, objective advice, always looking out for our client’s best interests;
- Complete Disclosure – We are an open book. You will always know where we stand – on the same side of the table as our clients;
- Honesty and Integrity – These are our hallmark. Without your earned trust, we have nothing;
- Competence – We are proud of our Certified Financial Planner and Chartered Financial Analyst designations and always strive for highest standards of proficiency in the industry;
- Confidentiality – We respect your right to privacy. Your legal secrets are safe with us;
- Fairness and Suitability – Our desire is that clients attain a better quality of life now and throughout retirement. Only suitable services will suffice;
- Diligence – We at Bolen Asset Management shall act diligently in providing professional services. Diligence is the provision of services in a reasonably prompt and thorough manner and includes the proper planning for and supervision of the rendering of professional services.
- Professionalism – Our conduct shall reflect credit upon the profession. Please let us know if we are falling down on the job; and
- Regulatory Compliance – As Registered Investment Advisors and members of the Financial Planning Association and CFA Institute, we are dedicated to meeting compliance regulations. They work to protect our client’s interests.
